‘The Solicitors Regulation Authority (SRA) has fined an Oxfordshire law firm £20,000 after finding it “reckless” in failing to comply with the anti-money laundering (AML) requirements.’
Legal Futures, 18th January 2023
Source: www.legalfutures.co.uk
‘The Solicitors Regulation Authority (SRA) has been sanctioned in costs after prematurely stating on its website that it had banned a former trainee solicitor from working for law firms.’
Legal Futures, 16th January 2023
Source: www.legalfutures.co.uk
‘The Solicitors Regulation Authority (SRA) can enforce a £15,000 costs order against a struck-off solicitor more than 12 years after it was made, the Solicitors Disciplinary Tribunal (SDT) has ruled.’
Legal Futures, 6th January 2023
Source: www.legalfutures.co.uk
‘The Solicitors Regulation Authority (SRA) is to take a “more robust approach” to enforcing its transparency rules after its latest work indicated widespread non-compliance.’
Legal Futures, 20th December 2022
Source: www.legalfutures.co.uk
‘All those who work in law firms, not just lawyers, are liable to sanction by both their employer and the SRA for acts of misconduct…’
Kingsley Napley Employment Law Blog, 29th November 2022
Source: www.kingsleynapley.co.uk
‘MPs have backed giving the Solicitors Regulation Authority (SRA) unlimited fining powers in cases of economic crime.’
Legal Futures, 24th November 2022
Source: www.legalfutures.co.uk
‘A Solicitors Regulation Authority (SRA) with “beefed up” powers should be the single body policing money laundering across the UK legal sector, a report has recommended.’
Legal Futures, 18th October 2022
Source: www.legalfutures.co.uk
‘A solicitor who gave 115 clients the wrong advice about the ground rent provisions in the leases of properties they were buying – because of an incorrect precedent – has been fined £15,000.’
Legal Futures, 10th October 2022
Source: www.legalfutures.co.uk
‘A law firm with a “failing” anti-money laundering (AML) control environment, leading to multiple rule breaches, has been fined £2,000 by the Solicitors Regulation Authority (SRA).’
Legal Futures, 27th September 2022
Source: www.legalfutures.co.uk
‘Unbundling has the potential to increase access to justice and help firms attract new clients, but awareness among lawyers and consumers is low, research by the Solicitors Regulation Authority (SRA) has found.’
Legal Futures, 14th September 2022
Source: www.legalfutures.co.uk
‘The Solicitors Regulation Authority (SRA) is unlikely to take action against solicitors convicted in exercising their right to protest where no significant harm has been caused, it said yesterday.’
Legal Futures, 2nd September 2022
Source: www.legalfutures.co.uk
‘The Solicitors Regulation Authority today set out in granular detail what will or may constitute sexual misconduct by solicitors, after a surge of complaints in the past five years.’
Law Society's Gazette, 1st September 2022
Source: www.lawgazette.co.uk
‘The Solicitors Disciplinary Tribunal (SDT) was right not to order the Solicitors Regulation Authority (SRA) to seek information from the BBC on behalf of a solicitor facing prosecution, the High Court has ruled.’
Legal Futures, 15th August 2022
Source: www.legalfutures.co.uk
‘Two partners at a former London firm have been fined a total of £25,000 for an improper transfer of a client’s funds and allowing more than 1,700 matters to go stale, among other accounts rules breaches.’
Legal Futures, 12th August 2022
Source: www.legalfutures.co.uk
‘A law firm has been ordered to pay wasted costs of £7,920 for not satisfying itself that the director of a company in deadlock with the other director had the authority to give it instructions.’
Legal Futures, 5th July 2022
Source: www.legalfutures.co.uk
‘The Solicitors Regulation Authority (SRA) will be given new powers to fine rule-breakers up to £25,000, under measures introduced today (29 June 2022).’
Ministry of Justice, 29th June 2022
Source: www.gov.uk
‘The Solicitors Regulation Authority (SRA) is set to make it easier for law firm staff to blow the whistle on their employers, as part of its work on strategic lawsuits against public participation (SLAPPs).’
Legal Futures, 23rd June 2022
Source: www.legalfutures.co.uk
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