FCA outlines plans to tighten regulation in asset management industry – OUT-LAW.com

Posted November 1st, 2013 in conflict of interest, consultations, financial regulation, news, speeches by sally

“The Financial Conduct Authority (FCA) is to conduct a review into the asset management industry in an effort to understand whether payment arrangements between asset managers and brokers give rise to conflicts of interest in the market.”

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OUT-LAW.com, 31st October 2013

Source: www.out-law.com